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Form 13F Filing Deadline (FQE 9/30)

by eps
When: Nov 15, 2023 - Nov 15, 2023
Created at: Apr 18, 2018 at 11:03 AM
Previous occurrence on Nov 15, 2022 - Nov 15, 2022 Next occurrence on Nov 15, 2024 - Nov 15, 2024 View All Occurrences

Description

The last day to file form 13F-HR and 13F-NT for the fiscal quarter ended 9/30*

[Language: en] [Timezone: America/New_York]

SEC Filing Deadlines for 10-K and 10-Q:
LAF Large Accelerated Filer (60 days to file 10-K after FYE, 40 days to file 10-Q after FQE)
AF Accelerated Filer (75 days to file 10-K after FYE, 40 days to file 10-Q after FQE)
NAF Non-Accelerated Filer (90 days to file 10-K after FYE, 45 days to file 10-Q after FQE)
Foreign Private Issuers filing 20-F have four (4) months after FYE. NOTE: XBRL now required for 20-F filers using IFRS.

Other Filing Deadlines:
13F: 45 days after each calendar quarter (2/14, 5/15, 8/14, 11/14). See Form 13F Online Workstation
N-PX: August 31 for the reporting year ended 6/30. See Form N-PX Online Workstation coming soon!

*If the filing deadline date falls on a weekend or holiday, then the filing deadline is moved forward to the next business day.